Looking to learn how to file the SEC periodic reports for banks and bank holding companies? This seminar provides
a sound grounding in SEC reporting and compliance for corporate financial
executives and managers of banks and bank holding companies.
It is designed to give participants practical, hands-on experience in what is required to prepare the Form 10-K annual report, Form 10-Q quarterly report,
and Form 8-K current report, and the Schedule 14A proxy statement. The course also discusses current key issues on the SEC's agenda including non-GAAP financial measures, the Disclosure Effectiveness Project, trends in Dodd-Frank initiatives, the JOBS Act, trends in SEC comments, and XBRL. The course is similar to our SEC Reporting & Compliance course, except
that it emphasizes bank-specific issues including Industry Guide 3 and Article
9 of Regulation S-X, detailing bank-financial statement requirements. Actual
bank SEC filings are integrated into the course to demonstrate how regulations
are implemented in practice.
In addition to the workbook manual, participants will also receive an SEC Rules and Regulations Manual and gain insight into how to research information.
Register for one or more of our FATCA web-based
and receive 10% off the purchase price of the Bank SEC Reporting & Compliance seminar.* Instructions for redeeming
this premium offer will be provided in the Registration Confirmation email that you will receive upon registering.
5/16-5/17/2017 New York
Venue and Hotel Details
- The SEC, Its Operations, and Organization
- Dealing Effectively with SEC Staff
- SEC Reporting Using IFRS
- Developing the Form 10-K Annual Report
- Form 10-Q Quarterly Report
- The Item Requirements of Form 10-K, including Industry Guide 3 and Article 9 of Regulation S-X
- Form 8-K Current Report
- Proxy Statements
Level of Knowledge:
Field of Study:
Group Live, Instructor-Led Course
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure. LLC.
Ms. Busse is accompanied by a KPMG Banking Partner.
“Overall, a great program! It was timely, relevant, and I was very satisfied with the course. I took a number of things back to my company… ! Thank you!” – Accounting Officer, Public Financial Services Firm