Advanced 10-K Workshop

Given the level of detail required and the potential level of scrutiny by the SEC, the SEC’s Form 10-K Annual Report requires top-notch skill to prepare.

This one-day seminar, designed for professionals with experience in SEC reporting, builds participant knowledge of Form 10-K requirements and relevant regulations, including Regulation S-X, Regulation S-K, and the Securities Exchange Act of 1934. Participants gain advanced understanding of more complex reporting scenarios, focusing on the most effective preparation of the 10-K.

The seminar will also cover the latest issues facing reporting entities, including Non-GAAP Financial Measures, the SEC Disclosure Effectiveness Project, benchmarking and Disclosure Committee best practices.

Venue and Hotel Details


  • SEC Reporting (10-K, Planning, Preparation, and Timing Best Practices)
  • Selected Financial Data Considerations
  • MD&A Considerations
  • Financial Statement Considerations
  • Business, Risk Factors and Executive Compensation Considerations
  • Disclosure Trend Considerations
  • SEC Comment Letter Trends and Hot Topics

Program Details

Prerequisite:  Baseline understanding of Form 10-K requirements
Preparation:   None
Level of Knowledge:   Intermediate
Field of Study:   Accounting
Delivery Method:   Group Live, Instructor-Led Course

Course Leaders

Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure, LLC.

* Discounts cannot be combined and must be applied at time of initial registration.

** Tuition price includes daily breakfast, lunch, and morning and afternoon refreshments.